Currently in his second term as SEC Commissioner, Uyeda first joined the agency in 2006 as counsel to then-Commissioner Paul Atkins. That early position also had Uyeda working closely with Hester ...
At the recent 2025 U.S. Treasury Market Conference, Securities and Exchange Commission (“SEC”) Commissioner Mark T. Uyeda provided an update on the implementation of the Treasury Clearing Rules. In ...
Who may be interested: Registered Investment Companies; Directors of Registered Investment Companies; Investment Advisers Registered Investment Companies; Directors of Registered Investment Companies; ...
On January 13, 2026, United States Securities and Exchange Commission (SEC) Chairman Paul Atkins issued a statement in which he broadly noted that the disclosure requirements of Regulation S-K do not ...
In recent remarks, Uyeda said policymakers needed to ‘provide guardrails, not gates’ for private equity, private credit and other nonpublic investments in retirement plan portfolios. Securities and ...
The new, Republican-controlled SEC has a convenient way to get rid of a climate-disclosure rule it doesn’t like: Deferring to plaintiffs in a lawsuit challenging it. On Tuesday, acting Securities and ...
In his recent speech, “The Diversification Deficit: Opening 401(k)s to Private Markets,” Securities and Exchange Commission (“SEC”) Commissioner Mark T. Uyeda called for an increase in access to ...
SEC Commissioner Mark Uyeda joins CNBC's 'Money Movers' to discuss the impact on the IPO market from the government shutdown, President Trump's executive order opening 401(k)s to private markets, and ...
In recent remarks at the 53rd Annual Securities Regulation Institute (transcript available here), SEC Commissioner Mark T. Uyeda signaled a potential shift away from disclosure mandates perceived as ...
Rainberry, a company affiliated with the Tron network, will pay a $10 million fine. Charges against Sun will be dismissed.
Lisa Gomez is poised to become DOL assistant secretary and head of the Employee Benefits Security Administration, while Jaime Lizárraga and Mark Uyeda are set to join the Securities and Exchange ...
The CFTC and SEC submitted guidance on prediction markets and application of securities laws, respectively, to the White House this week as Congress considers market structure.
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