This content has been selected, created and edited by the Finextra editorial team based upon its relevance and interest to our community. For three years from early 2020, M1 embarked on a massive ...
Finra slapped online brokerage firm M1 Finance with an $850,000 fine for violations related to its social media influencer program. In its first formal enforcement action against a firm over its ...
The Financial Industry Regulatory Authority (FINRA) fined Chicago-based financial technology company M1 Finance $850,000 as part of a settlement addressing alleged improper use of a social media ...
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