Government regulators have ordered Merrill Lynch, Pierce, Fenner & Smith Inc. and Harvest Volatility Management to fork over $9.3 million in fines and disgorgement after accusing the firms of ...

Financial markets offer a case study of how regulation, transparency and verification can help build trust--and even restore it when it collapses.

Walking by an open session at INBOUND24, my ears perked up when I heard a speaker on the stage say, “Targeted micro content.” Hearing that industry jargon made me smile, because, as a marketing nerd, ...

In an analysis of flood-prone Thailand, which has a debt-to-GDP ratio of about 60%, Bernhofen’s team showed that flooding may “result in significant capital stock and macroeconomic losses,” creating ...

The Texas Capital Government Money Market ETF begins trading under the ticker MMKT, according to a press release. While other short-dated bond ETFs exist, MMKT is the first to follow the so-called ...

“Helping companies operate well should always be an important initiative,” said Lou D’Ambrosio, the former CEO of Sears Holdings who leads Goldman’s unit devoted to boosting growth at the firm’s ...

Growth and interest rates that were favoring the dollar “are now peaking and moving in favor of the ex-U.S. universe,” said Kandhari, deputy chief investment officer and head of macroeconomic research ...

Kingswood U.S., a network of independent wealth management firms that oversees more than $15 billion in client assets globally, has acquired the Nashville, Tenn.-based Eudaimonia Partners and ...

Buyers and sellers in US commercial real estate are increasingly convinced that the beleaguered market is reaching a bottom. But the big question remains: At what price will beaten-down offices, ...

US consumer confidence unexpectedly fell in September by the most in three years on concerns about the labor market and the outlook for the broader economy.

In August, more than two dozen firms, including Ameriprise Financial Services, Edward D. Jones & Co., LPL Financial and Raymond James & Associates, paid $393 million in fines to settle SEC off-channel ...

The candidate has dangled tax cuts amounting to $11 trillion in lost revenues, according to the Tax Foundation.